ICMA Securities Operations Foundation Qualification (SOFQ) : SOFQ Exam Questions

  • Exam Code: SOFQ
  • Exam Name: Securities Operations Foundation Qualification (SOFQ)
  • Updated: Jun 01, 2026
  • Q&As: 50 Questions and Answers

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ICMA SOFQ Value Pack (Frequently Bought Together)

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Value Pack Total: $179.97  $79.99

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SOFQ exam dumps

ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 2
  • Identify and understand the roles of the major securities market participants
  • Trading Paradigms: Flow and Proprietary Trading
Topic 3
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 4
  • Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
  • Trade Capture and Confirmation

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

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