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FINRA Series 7 Certified Professional Salary
The average Salary of a Series 7 Certified Professional Salary in
- Europe: 35,864 Euro
- United States: 90,000+ USD
- India: 12,00,000 INR
Introduction to FINRA Series 7 Certification Exam
The Series 7 exam, the General Qualification Representatives Exam (GS) exam, assesses the competence of a registered representative at entry-level to exercise its function as the general representative of qualifications.
The exam measures the extent to which each candidate has the knowledge necessary to perform the essential functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government bonds.
Applicants must successfully complete the Securities Industry Essentials (SIE) and Series 7 exams to obtain registration from the Financial Representative General.
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
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What is the duration, language, and format of FINRA Series 7 Certification Exam
- Format: Multiple choices, multiple answers
- Number of Questions: 125
- Length of Examination: 225 minutes
- Passing score: 72%
- Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Seeks Business for the Broker-Dealer | - Prospecting clients and marketing products - Understanding regulatory constraints on communications |
| Provides Information About Investments | - Equities, fixed income, and packaged products - Taxation and risk characteristics |
| Processes Customer Orders | - Order entry, execution, and settlement basics - Trade reporting and confirmation procedures |
| Evaluates Customers' Financial Profile | - Customer investment objectives and risk tolerance - Financial status and suitability assessment |
| Makes Recommendations and Transfers Assets | - Suitability and recommendation rules - Account transfers and asset movement procedures |
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Hayden 
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Miles 
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